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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-08 |
| MN | RA | APPROVED | 2020-06-02 |
Branch Locations
8300 Norman Center Dr, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 02/2019 | 04/2020 |
| Spire Credit Union | Roseville | MN | 06/2018 | 02/2019 |
| The Hartford | Woodbury | MN | 10/2017 | 06/2018 |
| Wells Fargo | Shoreview | MN | 02/2017 | 10/2017 |
| Ally People Solutions | Saint Paul | MN | 03/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 04/2020 | Present |
| Talcott | Roseville | MN | 06/2018 | 06/2018 |
| Century College | White Bear Lake | MN | 08/2011 | 05/2018 |
| Metropolitan State University | Denver | CO | 08/2018 | 12/2019 |
| Bank Of America, N.A. | Wayzata | MN | 06/2020 | Present |
I*: 1883274 Entity Type: Entity For Profit Name of OBA: Dynamic & Candid Photo Booths Address: Blaine, MN Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/30/2024 Number of Hours: 40 hrs monthly Number of Hours during trading: 0 Duties: Business owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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