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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

17 S High St, Columbus, OH 43215-3413 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
OH RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2023-11-03
  • OH RA
    APPROVED
    Since 2022-12-15

Branch Locations

Capitol Square 17 South High Street, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 11/2006 11/2022
The Huntington National Bank Powell OH 09/2006 03/2019
The Huntington National Bank Hilliard OH 03/2019 11/2022
The Huntington Investment Company Columbus OH 11/2022 Present
Ameriprise Financial Services, Llc Columbus OH 06/2026 Present
Previous Registrations
Other Businesses

STEPHEN B CHARLES POSITION: Sole Prop. NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 1628 Elmwood Ave., Columbus OH 43212, United States DESCRIPTION: Rental property located at 1628 Elmwood Ave. Columbus, OH 43212 1088 MT. PLEASANT AVE. POSITION: Family Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2022 ADDRESS: 1088 Mt. Pleasant Ave., Columbus OH 43201, United States DESCRIPTION: Rental Property STEPHEN B CHARLES POSITION: Sole Prop. NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 1628 Elmwood Ave., Columbus OH 43212, United States DESCRIPTION: Rental property located at 1628 Elmwood Ave. Columbus, OH 43212

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-13
  • S66 Uniform Combined State Law Examination
    2022-12-13
Other Names
  • Ben Charles

View on SEC IAPD

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