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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-12 |
| CA | RA | APPROVED | 2021-01-20 |
Branch Locations
3 Better World Cir Preferred Investment Sales, Temecula, CA 92590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Corona | CA | 08/2015 | 11/2019 |
| Wells Fargo Clearing Services Llc | Corona | CA | 02/2019 | 11/2019 |
| Riverside City College | Riverside | CA | 01/2014 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Corona | CA | 11/2019 | Present |
| Bank Of America, N.A. | Corona | CA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-12 |
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