Thomas M Kerwin

Current Employers

Employment History

• 02/2019 → 12/2022
  Td Ameritrade
  Westlake, TX
• 06/2018 → 02/2019
  Uptown Tan Inc
  Dallas, TX
• 01/2013 → 06/2018
  Parol Group Inc.
  Dallas, TX
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 12/2022 → Present
  Charles Schwab Bank, Ssb
  Westlake, TX

Previous Registrations

• 2021-05-17 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  Dallas, TX
  Westlake, TX
• 2020-01-02 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
  Westlake, TX
  Dallas, TX
  Westlake, TX
  Westlake, TX
• 2020-01-02 → 2021-02-22
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Other Businesses

Name of Outside Business:CTK Products LLC; Investment Related:No; Address of Outside Business:Dallas, TX; Nature of Outside Business:Agriculture; Position:President; Start Date:6/30/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I spend roughly 1 hour a month watering trees. I intended to sell these trees on Amazon, but I have mostly abandoned this business so that I could focus on this job. I have recieved no compensation from this business as of yet, and I may shut it down if this job requires more attention.

Exams

• S66 Uniform Combined State Law Examination
  2019-12-23
• S63 Uniform Securities Agent State Law Examination
  2019-06-24

Other Names

• Thomas Miles Kerwin