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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-08
  • CA RA
    APPROVED
    Since 2017-09-08

Branch Locations

1811 19Th Avenue, San Francisco, CA 94122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 09/2008 08/2017
Jp Morgan Chase Bank, N.A. San Francisco CA 09/2017 04/2019
Jpmorgan Chase Bank, N.A. San Francisco CA 05/2019 Present
J.P. Morgan Securities Llc San Francisco CA 05/2019 Present
  • 09/2008 → 08/2017
    San Francisco, CA
  • 09/2017 → 04/2019
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 05/2019 → Present
    San Francisco, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2015 ADDRESS: 3025 SOUTH SAN FRANCISCO, CA. DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2005-12-03
  • S66 Uniform Combined State Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-12-03
Other Names
  • Debby Wing Sze Wu
  • Debby W. Wu

View on SEC IAPD

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