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Dongyue Lyu

Citigroup Global Markets Inc.

Henderson, NV

Alhambra, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-09
  • CA RA
    APPROVED
    Since 2022-06-09

Branch Locations

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Cwm Retail, Sales One West Bay Street, Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Alhambra CA 03/2019 05/2021
Hsbc Bank Usa, N.A. Alhambra CA 07/2018 05/2021
Cathay Bank City Of Industry CA 10/2016 06/2018
Quick Cash Funding Llc Monterey Park CA 07/2016 10/2016
Wells Fargo Clearing Services, Llc Rosemead CA 05/2021 04/2022
Wells Fargo Bank, Na Rosemead CA 05/2021 04/2022
Citigroup Alhambra CA 05/2022 Present
  • 03/2019 → 05/2021
    Hsbc Securities (Usa) Inc.
    Alhambra, CA
  • 07/2018 → 05/2021
    Hsbc Bank Usa, N.A.
    Alhambra, CA
  • 10/2016 → 06/2018
    Cathay Bank
    City Of Industry, CA
  • 07/2016 → 10/2016
    Quick Cash Funding Llc
    Monterey Park, CA
  • 05/2021 → 04/2022
    Wells Fargo Clearing Services, Llc
    Rosemead, CA
  • 05/2021 → 04/2022
    Wells Fargo Bank, Na
    Rosemead, CA
  • 05/2022 → Present
    Citigroup
    Alhambra, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-02
S63 Uniform Securities Agent State Law Examination 2019-09-12
  • S66 Uniform Combined State Law Examination
    2021-08-02
  • S63 Uniform Securities Agent State Law Examination
    2019-09-12
Other Names
  • Yvonne Lyu
  • Dongyue Mai

View on SEC IAPD

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