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Cody Keefe

Northwestern Mutual Investment Services, LLC

Omaha, NE

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-04-02
  • NE RA
    APPROVED
    Since 2026-04-02

Branch Locations

13609 California St Ste 400, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Carolina Ang Eastover SC 07/2008 07/2019
Magnum Ltl La Vista NE 07/2019 10/2020
Spartannash Omaha NE 10/2020 04/2021
Mmc Contractors Omaha NE 04/2021 08/2021
Magnum Ltl La Vista NE 09/2021 06/2023
10 Roads Express Carter Lake IA 07/2023 01/2026
Primerica Omaha NE 01/2024 01/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2026 Present
Northwestern Mutual Investment Services Llc Omaha NE 03/2026 Present
  • 07/2008 → 07/2019
    South Carolina Ang
    Eastover, SC
  • 07/2019 → 10/2020
    Magnum Ltl
    La Vista, NE
  • 10/2020 → 04/2021
    Spartannash
    Omaha, NE
  • 04/2021 → 08/2021
    Mmc Contractors
    Omaha, NE
  • 09/2021 → 06/2023
    Magnum Ltl
    La Vista, NE
  • 07/2023 → 01/2026
    10 Roads Express
    Carter Lake, IA
  • 01/2024 → 01/2026
    Primerica
    Omaha, NE
  • 02/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2026 → Present
    Northwestern Mutual Investment Services Llc
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-12
S63 Uniform Securities Agent State Law Examination 2024-05-04
  • S65 Uniform Investment Adviser Law Examination
    2024-10-12
  • S63 Uniform Securities Agent State Law Examination
    2024-05-04
Other Names
  • Cody Wayne Keefe
  • Cody W Keefe

View on SEC IAPD

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