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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-04-19
PA RA APPROVED 2023-04-18
AK RA APPROVED 2023-02-15
DE RA APPROVED 2023-02-07
AZ RA APPROVED 2023-02-03
HI RA APPROVED 2023-01-31
NV RA APPROVED 2023-01-31
WV RA APPROVED 2023-01-27
ND RA APPROVED 2023-01-24
IL RA APPROVED 2023-01-20
KY RA APPROVED 2023-01-20
WY RA APPROVED 2023-01-20
AR RA APPROVED 2023-01-19
IA RA APPROVED 2023-01-19
MI RA APPROVED 2023-01-19
LA RA APPROVED 2023-01-18
OK RA APPROVED 2023-01-18
OR RA APPROVED 2023-01-18
TX RA APPROVED_RES 2023-01-18
VA RA APPROVED 2023-01-18
AL RA APPROVED 2023-01-17
CA RA APPROVED 2023-01-17
CO RA APPROVED 2023-01-17
ID RA APPROVED 2023-01-17
IN RA APPROVED 2023-01-17
MN RA APPROVED 2023-01-17
MS RA APPROVED 2023-01-17
MO RA APPROVED 2023-01-17
MT RA APPROVED 2023-01-17
NE RA APPROVED 2023-01-17
SD RA APPROVED 2023-01-17
UT RA APPROVED 2023-01-17
WA RA APPROVED 2023-01-17
NY RA APPROVED 2021-08-19
MA RA APPROVED 2020-01-15
FL RA APPROVED 2020-01-03
GA RA APPROVED 2020-01-03
NM RA APPROVED 2020-01-03
MD RA APPROVED 2020-01-02
NH RA APPROVED 2020-01-02
NJ RA APPROVED 2020-01-02
NC RA APPROVED 2020-01-02
OH RA APPROVED 2020-01-02
RI RA APPROVED 2020-01-02
SC RA APPROVED 2020-01-02
VT RA APPROVED 2020-01-02
WI RA APPROVED 2020-01-02
CT RA APPROVED 2019-08-06
KS RA APPROVED 2019-08-06
ME RA APPROVED 2019-08-06
  • DC RA
    APPROVED
    Since 2023-04-19
  • PA RA
    APPROVED
    Since 2023-04-18
  • AK RA
    APPROVED
    Since 2023-02-15
  • DE RA
    APPROVED
    Since 2023-02-07
  • AZ RA
    APPROVED
    Since 2023-02-03
  • HI RA
    APPROVED
    Since 2023-01-31
  • NV RA
    APPROVED
    Since 2023-01-31
  • WV RA
    APPROVED
    Since 2023-01-27
  • ND RA
    APPROVED
    Since 2023-01-24
  • IL RA
    APPROVED
    Since 2023-01-20
  • KY RA
    APPROVED
    Since 2023-01-20
  • WY RA
    APPROVED
    Since 2023-01-20
  • AR RA
    APPROVED
    Since 2023-01-19
  • IA RA
    APPROVED
    Since 2023-01-19
  • MI RA
    APPROVED
    Since 2023-01-19
  • LA RA
    APPROVED
    Since 2023-01-18
  • OK RA
    APPROVED
    Since 2023-01-18
  • OR RA
    APPROVED
    Since 2023-01-18
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • VA RA
    APPROVED
    Since 2023-01-18
  • AL RA
    APPROVED
    Since 2023-01-17
  • CA RA
    APPROVED
    Since 2023-01-17
  • CO RA
    APPROVED
    Since 2023-01-17
  • ID RA
    APPROVED
    Since 2023-01-17
  • IN RA
    APPROVED
    Since 2023-01-17
  • MN RA
    APPROVED
    Since 2023-01-17
  • MS RA
    APPROVED
    Since 2023-01-17
  • MO RA
    APPROVED
    Since 2023-01-17
  • MT RA
    APPROVED
    Since 2023-01-17
  • NE RA
    APPROVED
    Since 2023-01-17
  • SD RA
    APPROVED
    Since 2023-01-17
  • UT RA
    APPROVED
    Since 2023-01-17
  • WA RA
    APPROVED
    Since 2023-01-17
  • NY RA
    APPROVED
    Since 2021-08-19
  • MA RA
    APPROVED
    Since 2020-01-15
  • FL RA
    APPROVED
    Since 2020-01-03
  • GA RA
    APPROVED
    Since 2020-01-03
  • NM RA
    APPROVED
    Since 2020-01-03
  • MD RA
    APPROVED
    Since 2020-01-02
  • NH RA
    APPROVED
    Since 2020-01-02
  • NJ RA
    APPROVED
    Since 2020-01-02
  • NC RA
    APPROVED
    Since 2020-01-02
  • OH RA
    APPROVED
    Since 2020-01-02
  • RI RA
    APPROVED
    Since 2020-01-02
  • SC RA
    APPROVED
    Since 2020-01-02
  • VT RA
    APPROVED
    Since 2020-01-02
  • WI RA
    APPROVED
    Since 2020-01-02
  • CT RA
    APPROVED
    Since 2019-08-06
  • KS RA
    APPROVED
    Since 2019-08-06
  • ME RA
    APPROVED
    Since 2019-08-06

Branch Locations

203 Trumbull Street, Hartford, CT 06103 • United States

Troy, NY • United States

1 Portland Square, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Latham NY 02/2019 11/2020
Td Private Client Wealth Llc Latham NY 02/2019 Present
Saratoga National Bank Clifton Park NY 06/2015 02/2019
University Of Maryland University College Adelphi MD 12/2017 Present
Suny Cobleskill Cobleskill NY 10/2017 10/2025
Bryant And Stratton College Albany NY 01/2016 Present
Td Bank N.A. Latham NY 11/2020 02/2023
Strayer University Piscataway NJ 07/2020 Present
Td Bank N.A. Latham NY 02/2023 04/2026
Talladega College Talladega AL 01/2023 01/2026
Sage College Albany NY 12/2023 Present
Grand Canyon University Phoneix AZ 01/2026 Present
Capella University Minneapolis MN 02/2022 08/2025
Td Bank N.A. Hartford CT 04/2026 Present
  • 02/2019 → 11/2020
    Td Bank N.A.
    Latham, NY
  • 02/2019 → Present
    Latham, NY
  • 06/2015 → 02/2019
    Saratoga National Bank
    Clifton Park, NY
  • 12/2017 → Present
    University Of Maryland University College
    Adelphi, MD
  • 10/2017 → 10/2025
    Suny Cobleskill
    Cobleskill, NY
  • 01/2016 → Present
    Bryant And Stratton College
    Albany, NY
  • 11/2020 → 02/2023
    Td Bank N.A.
    Latham, NY
  • 07/2020 → Present
    Strayer University
    Piscataway, NJ
  • 02/2023 → 04/2026
    Td Bank N.A.
    Latham, NY
  • 01/2023 → 01/2026
    Talladega College
    Talladega, AL
  • 12/2023 → Present
    Sage College
    Albany, NY
  • 01/2026 → Present
    Grand Canyon University
    Phoneix, AZ
  • 02/2022 → 08/2025
    Capella University
    Minneapolis, MN
  • 04/2026 → Present
    Td Bank N.A.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05

View on SEC IAPD

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