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Current Employers
Fondren Oaks Capital Management

3100 Monticello Ste. 830, Dallas, TX 75205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-12
  • TX RA
    APPROVED
    Since 2019-02-12

Branch Locations

3100 Monticello Ste. 830, Dallas, TX 75205 • United States

Montgomery, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Horizons Inc. The Woodlands TX 10/2005 12/2018
Fondren Oaks Capital Management, Llc Dallas TX 01/2019 Present
  • 10/2005 → 12/2018
    Retirement Horizons Inc.
    The Woodlands, TX
  • 01/2019 → Present
    Fondren Oaks Capital Management, Llc
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-31
  • S65 Uniform Investment Adviser Law Examination
    2019-01-31

View on SEC IAPD

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