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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-01 |
Branch Locations
305 Lytton Avenue, Palo Alto, CA 94301 • United States
Redwood City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Menlo Park | CA | 02/2019 | Present |
| Apple Inc. | Palo Alto | CA | 07/2018 | 02/2019 |
| Caffe Mingo | Portland | OR | 02/2016 | 01/2017 |
| Pacific Pie Company | Portland | OR | 02/2016 | 01/2017 |
| Mayfield Bakery | Palo Alto | CA | 05/2017 | 07/2017 |
| Tut's Bakery | Palo Alto | CA | 10/2017 | 12/2017 |
| Extended Travel | N/A | 01/2018 | 06/2018 | |
| Domenico Winery | San Carlos | CA | 11/2017 | 12/2017 |
| La Honda Winery | Redwood City | CA | 10/2017 | 06/2018 |
| Wahlburger's | Palo Alto | CA | 07/2017 | 09/2017 |
| The Woodside Bakery And Cafe | Woodside | CA | 07/2017 | 09/2017 |
| Extended Travel | N/A | 01/2017 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-12 |
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