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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-01
  • CA RA
    APPROVED
    Since 2021-02-01

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Redwood City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Menlo Park CA 02/2019 Present
Apple Inc. Palo Alto CA 07/2018 02/2019
Caffe Mingo Portland OR 02/2016 01/2017
Pacific Pie Company Portland OR 02/2016 01/2017
Mayfield Bakery Palo Alto CA 05/2017 07/2017
Tut's Bakery Palo Alto CA 10/2017 12/2017
Extended Travel N/A 01/2018 06/2018
Domenico Winery San Carlos CA 11/2017 12/2017
La Honda Winery Redwood City CA 10/2017 06/2018
Wahlburger's Palo Alto CA 07/2017 09/2017
The Woodside Bakery And Cafe Woodside CA 07/2017 09/2017
Extended Travel N/A 01/2017 04/2017
  • 02/2019 → Present
    Menlo Park, CA
  • 07/2018 → 02/2019
    Apple Inc.
    Palo Alto, CA
  • 02/2016 → 01/2017
    Caffe Mingo
    Portland, OR
  • 02/2016 → 01/2017
    Pacific Pie Company
    Portland, OR
  • 05/2017 → 07/2017
    Mayfield Bakery
    Palo Alto, CA
  • 10/2017 → 12/2017
    Tut's Bakery
    Palo Alto, CA
  • 01/2018 → 06/2018
    Extended Travel
    N/A
  • 11/2017 → 12/2017
    Domenico Winery
    San Carlos, CA
  • 10/2017 → 06/2018
    La Honda Winery
    Redwood City, CA
  • 07/2017 → 09/2017
    Wahlburger's
    Palo Alto, CA
  • 07/2017 → 09/2017
    The Woodside Bakery And Cafe
    Woodside, CA
  • 01/2017 → 04/2017
    Extended Travel
    N/A
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-30
S63 Uniform Securities Agent State Law Examination 2020-09-12
  • S65 Uniform Investment Adviser Law Examination
    2021-01-30
  • S63 Uniform Securities Agent State Law Examination
    2020-09-12

View on SEC IAPD

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