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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • OK RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

Oklahoma City, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Minot ND 07/2018 02/2019
Kpmg Llp Cambridge (London) 12/2017 06/2018
Unemployed Cambridge 10/2017 11/2017
Full-Time Education, Loughborough University Loughborough 10/2016 09/2017
Loughborough University Loughborough 02/2017 04/2017
Loughborough University Loughborough 12/2016 09/2017
First Command Fort Worth TX 03/2019 06/2019
Unemployed Cambridge 01/2016 10/2016
First Command Financial Planning, Inc. Fort Worth TX 06/2019 05/2023
First Command Advisory Services, Inc. Fort Worth TX 06/2019 05/2023
First Command Insurance Services, Inc. Fort Worth TX 06/2019 05/2023
Lincoln Financial Securities Corporation Oklahoma City OK 05/2023 01/2025
Osaic Wealth, Inc. Oklahoma City OK 01/2025 Present
  • 07/2018 → 02/2019
    Unemployed
    Minot, ND
  • 12/2017 → 06/2018
    Kpmg Llp
    Cambridge (London)
  • 10/2017 → 11/2017
    Unemployed
    Cambridge
  • 10/2016 → 09/2017
    Full-Time Education, Loughborough University
    Loughborough
  • 02/2017 → 04/2017
    Loughborough University
    Loughborough
  • 12/2016 → 09/2017
    Loughborough University
    Loughborough
  • 03/2019 → 06/2019
    First Command
    Fort Worth, TX
  • 01/2016 → 10/2016
    Unemployed
    Cambridge
  • 06/2019 → 05/2023
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/2019 → 05/2023
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2019 → 05/2023
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 05/2023 → 01/2025
    Lincoln Financial Securities Corporation
    Oklahoma City, OK
  • 01/2025 → Present
    Oklahoma City, OK
Previous Registrations
  • 2023-05-31 → 2025-01-24
    Osaic Fs, Inc.
    Oklahoma City, OK
    Lexington, KY
  • 2019-06-24 → 2023-07-03
    Minot, ND
    Fort Worth, TX
Other Businesses

1) ONLY FINANCE, LLC 1133 NW 26TH STREET, 206 B OKLAHOMA CITY, OK 73016 CATEGORY: INSURANCE/LEGAL ENTITY/LLC INVESTMENT-RELATED: YES TITLE: OWNER/AGENT DUTIES: SALES AND SERVICE OF ACCIDENT INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE. START DATE: 05/2023 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2) DEDE GANZER, 424 ADDINGTON, ENID OK 73701 CATEGORY: REAL ESTATE MANAGEMENT INVESTMENT RELATED: YES TITLE: OWNER DUTIES: MANAGE THE RENTAL PROPERTY START DATE: 12/2024 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-01
  • S66 Uniform Combined State Law Examination
    2019-06-01
Other Names
  • Aye Chan Phyu
  • Dede Phyu
  • Dede Ganzer

View on SEC IAPD

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