Elizabeth Arletha Moynihan

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-20
NY	RA	APPROVED	2025-06-02

TX RA
APPROVED_RES

Since 2026-05-20
NY RA
APPROVED

Since 2025-06-02

Branch Locations

Pennellville, NY • United States

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Syracuse	NY	02/2019	05/2025
Ymca Of Greater Syracuse	Syracuse	NY	06/2001	01/2019
Rbc Capital Markets, Llc	Syracuse	NY	05/2025	Present

02/2019 → 05/2025

Ubs Financial Services

Syracuse, NY
06/2001 → 01/2019

Ymca Of Greater Syracuse

Syracuse, NY
05/2025 → Present

Rbc Capital Markets, Llc

Syracuse, NY

Previous Registrations

2023-01-01 → 2025-05-27

Ubs Financial Services Inc.

Syracuse, NY

Pennellville, NY

Other Businesses

Borne Photography Non-investment 65 Chester Lane Pennellville, NY 13132 Photography Owner 2010 10-80 per month/ 12 months per year 0 during securities trading hours I am the sole owner and photographer at Borne Photography. I photograph weddings, engagements, children, families etc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-30

S66 Uniform Combined State Law Examination

2022-12-30

Other Names

Elizabeth Arletha Horne-Baxter
Elizabeth Arletha Horne

View on SEC IAPD