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Erik Fielder

Ubs Financial Services Inc.

Miamisburg, OH

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-13
  • OH RA
    APPROVED
    Since 2023-11-13

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frito Lay Mt. Kisco NY 09/2013 08/2018
Ubs Financial Services Inc. Miamisburg OH 02/2019 Present
Unemployed Dayton OH 09/2018 01/2019
  • 09/2013 → 08/2018
    Frito Lay
    Mt. Kisco, NY
  • 02/2019 → Present
    Ubs Financial Services Inc.
    Miamisburg, OH
  • 09/2018 → 01/2019
    Unemployed
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-11
  • S66 Uniform Combined State Law Examination
    2023-11-11

View on SEC IAPD

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