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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Fresno | CA | 07/2020 | 10/2021 |
| Jack's Urban Eats | Fresno | CA | 12/2016 | 04/2020 |
| Yellow Mug Coffee | Fresno | CA | 09/2016 | 11/2016 |
| Fresno Sports Management | Fresno | CA | 04/2012 | 04/2017 |
| Morgan Stanley | Fresno | CA | 10/2021 | 09/2022 |
| Lpl Financial Llc | Fresno | CA | 09/2022 | Present |
1)09/06/2022 - Brighton Investment Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/19/2022 - Brighton Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/15/2022 - 160 Hours Per Month/160 Hours During Securities Trading 3)1/31/2023 - Brighton SVP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/06/2023 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-14 |
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