Lauren K Alexander-Vasquez

Charles Schwab & Co., Inc.

Mission Viejo, CA

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-01-30

CA RA
APPROVED

Since 2021-01-30

Branch Locations

2 Ritz Carlton Dr Suite 203, Dana Point, CA 92629 • United States

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	02/2019	06/2020
Select Quote Insurance Services	San Francisco	CA	03/2017	01/2019
Harden Communications Partners Llc	Oakland	CA	08/2016	03/2017
Equitable Advisors, Llc	New York	NY	02/2019	08/2020
Charles Schwab & Co., Inc	Mission Viejo	CA	08/2020	Present
Charles Schwab Bank, Ssb	Mission Viejo	CA	08/2020	Present

02/2019 → 06/2020

Axa Advisors, Llc

New York, NY
03/2017 → 01/2019

Select Quote Insurance Services

San Francisco, CA
08/2016 → 03/2017

Harden Communications Partners Llc

Oakland, CA
02/2019 → 08/2020

Equitable Advisors, Llc

New York, NY
08/2020 → Present

Charles Schwab & Co., Inc

Mission Viejo, CA
08/2020 → Present

Charles Schwab Bank, Ssb

Mission Viejo, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-01-29
S63	Uniform Securities Agent State Law Examination	2019-03-28

S65 Uniform Investment Adviser Law Examination

2021-01-29
S63 Uniform Securities Agent State Law Examination

2019-03-28

Other Names

Lauren Alexander
Lauren Kathryn Alexander

View on SEC IAPD

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