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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-04 |
Branch Locations
44 Montgomery St Ste 3100, San Francisco, CA 94104 • United States
Oakland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 01/2019 | 03/2020 |
| Language Studies International | Berkeley | CA | 07/2011 | 01/2019 |
| Berkeley Unified School District | Berkeley | CA | 01/2015 | 01/2022 |
| Baitshop Dives Llc Dba Kingfish | Oakalnd | CA | 06/2016 | 01/2018 |
| Ten Hickories Llc | Oakland | CA | 06/2016 | 01/2022 |
| Ameriprise Financial Services, Llc | San Francisco | CA | 03/2020 | Present |
Board of Directors; Berkeley Lacrosse Club; Board member; 1569 Solano Ave #425, , Berkeley, CA, 94707; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-25 |
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