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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-04-04 |
Branch Locations
320 Broad St, Charleston, SC 29401 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Ladys Island | SC | 01/2019 | 03/2025 |
| Wells Fargo Bank Na | Ladys Island | SC | 03/2015 | 01/2019 |
| Truist Advisory Services Inc. | Beaufort | SC | 03/2023 | 03/2025 |
| Truist Investment Services Inc. | Beaufort | SC | 03/2023 | 03/2025 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-07 |
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