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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-04-04
  • SC RA
    APPROVED
    Since 2025-04-04

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Ladys Island SC 01/2019 03/2025
Wells Fargo Bank Na Ladys Island SC 03/2015 01/2019
Truist Advisory Services Inc. Beaufort SC 03/2023 03/2025
Truist Investment Services Inc. Beaufort SC 03/2023 03/2025
Wells Fargo Clearing Services, Llc Charleston SC 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2019-06-07
  • S65 Uniform Investment Adviser Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2019-06-07
Other Names
  • Liane Nichole Croft
  • Liane Nichole Waters
  • Liane Crouse

View on SEC IAPD

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