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Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-14
DE RA APPROVED 2024-04-11
FL RA APPROVED 2024-02-23
CO RA APPROVED 2024-02-15
GA RA APPROVED 2024-02-09
PA RA APPROVED 2024-01-04
VA RA APPROVED 2024-01-04
SC RA APPROVED 2022-09-28
OH RA APPROVED 2021-04-14
TX RA APPROVED_RES 2020-07-14
NC RA APPROVED 2020-06-30
MD RA APPROVED 2014-03-07
  • MI RA
    APPROVED
    Since 2025-05-14
  • DE RA
    APPROVED
    Since 2024-04-11
  • FL RA
    APPROVED
    Since 2024-02-23
  • CO RA
    APPROVED
    Since 2024-02-15
  • GA RA
    APPROVED
    Since 2024-02-09
  • PA RA
    APPROVED
    Since 2024-01-04
  • VA RA
    APPROVED
    Since 2024-01-04
  • SC RA
    APPROVED
    Since 2022-09-28
  • OH RA
    APPROVED
    Since 2021-04-14
  • TX RA
    APPROVED_RES
    Since 2020-07-14
  • NC RA
    APPROVED
    Since 2020-06-30
  • MD RA
    APPROVED
    Since 2014-03-07

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

1362 Mellon Road Suite 100, Hanover, MD 21076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cape Securities Inc Mcdonough GA 04/2010 12/2022
American Global Wealth Management, Inc. Mcdonough GA 01/2023 Present
  • 04/2010 → 12/2022
    Cape Securities Inc
    Mcdonough, GA
  • 01/2023 → Present
    American Global Wealth Management, Inc.
    Mcdonough, GA
Previous Registrations
  • 2010-01-12 → 2010-04-01
    Ssn Advisory, Inc.
    Crofton, MD
  • 2008-05-02 → 2009-11-10
    Medallion Advisory Services, Llc
    Fort Meade, MD
  • 2008-02-19 → 2008-03-14
    Clarksville, MD
    Olney, MD
    Clarksville, MD
Other Businesses

1) BENEFITS ADVISER GEBA (GOVERNMENT EMPLOYEE BENEFITS ASSOCIATION) AND GEMBA (GOVERNMENT EMPLOYEE MUTUAL BENEFITS ASSOCIATION), 40 HOURS/WEEK, ALL BUSINESS RAN THROUGH BROKER/DEALER OR CAPE IA. 2) INSURANCE AGENT AS PART OF DUTIES AT GEBA/GEMBA; INSURANCE SALES AND SERVICE THROUGH TRUECHOICE; 40 HOURS PER WEEK WITH ALL DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
  • S66 Uniform Combined State Law Examination
    2008-02-15
Designations
Other Names
  • Chris Fagiolo

View on SEC IAPD

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