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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-10
  • GA RA
    APPROVED
    Since 2024-07-10

Branch Locations

11285 Elkins Rd Ste D3, Roswell, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Inc Atlanta GA 02/2019 06/2024
Suntrust Bank Alpharetta GA 02/2019 06/2024
Suntrust Alpharetta GA 10/2015 02/2019
Suntrust Advisory Services, Inc. Atlanta GA 02/2020 06/2024
Nikki Mccauley Insurance Agency Roswell GA 07/2024 Present
State Farm Vp Management Corp. Roswell GA 07/2024 Present
State Farm Investment Management Corp Roswell GA 07/2024 Present
  • 02/2019 → 06/2024
    Suntrust Investment Services Inc
    Atlanta, GA
  • 02/2019 → 06/2024
    Suntrust Bank
    Alpharetta, GA
  • 10/2015 → 02/2019
    Suntrust
    Alpharetta, GA
  • 02/2020 → 06/2024
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 07/2024 → Present
    Nikki Mccauley Insurance Agency
    Roswell, GA
  • 07/2024 → Present
    State Farm Vp Management Corp.
    Roswell, GA
  • 07/2024 → Present
    Roswell, GA
Previous Registrations
Other Businesses

1) MCCAULEY HOLDINGS LLC; investment-related; 11285 Elkins Rd Roswell GA 30076; investment or commercial property; owner; owner; 10/30/2023; 1; 0; Co-ownership of building Agency operates from wife's office building. 2) Nikki McCauley's Insurance Agency; Investment-related; 11285 Elkins Rd Ste D3 Roswell, GA 30076; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 05/26/2024; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-18
S63 Uniform Securities Agent State Law Examination 2019-04-12
  • S65 Uniform Investment Adviser Law Examination
    2020-02-18
  • S63 Uniform Securities Agent State Law Examination
    2019-04-12
Other Names
  • Matt Mccauley
  • Matthew S Mccauley

View on SEC IAPD

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