Brett Lee Piper

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2014-02-18
MN	RA	APPROVED	2013-11-05
CA	RA	APPROVED	2011-01-03

CO RA
APPROVED

Since 2014-02-18
MN RA
APPROVED

Since 2013-11-05
CA RA
APPROVED

Since 2011-01-03

Branch Locations

245 Chapel Pl Bldg C, Avon, CO 81620 • United States

120 W Park Dr Ste 105, Grand Junction, CO 81505 • United States

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

1155 Canyon Blvd Ste 200, Boulder, CO 80302 • United States

1155 Canyon Blvd [Rq-Rbo], Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Minnetonka/Saint Louis Park	MN	06/2006	Present
Wells Fargo Advisors Llc	Minnetonka	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Minnetonka	MN	11/2016	Present

06/2006 → Present

Wells Fargo Bank, N.A.

Minnetonka/Saint Louis Park, MN
01/2011 → 11/2016

Wells Fargo Advisors Llc

Minnetonka, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minnetonka, MN

Previous Registrations

2007-09-27 → 2011-01-03

Wells Fargo Investments, Llc

Saint Louis Park, MN

San Francisco, CA

Ironwood, MI

Las Vegas, NV

Other Businesses

CO-POWER OF ATTORNEY FOR PARENT; INV RELATED; LAKEVILLE, MN; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 11/10/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-26
S63	Uniform Securities Agent State Law Examination	2006-01-18

S66 Uniform Combined State Law Examination

2007-09-26
S63 Uniform Securities Agent State Law Examination

2006-01-18

View on SEC IAPD