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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
  • TX RA
    APPROVED
    Since 2024-10-23

Branch Locations

La Vernia, TX • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investment Institutional Services Westlake TX 06/2010 06/2017
T. Rowe Price Owings Mills MD 05/2017 09/2024
Capital Group / Capital Client Group, Inc. San Antonio TX 09/2024 Present
  • 06/2010 → 06/2017
    Fidelity Investment Institutional Services
    Westlake, TX
  • 05/2017 → 09/2024
    T. Rowe Price
    Owings Mills, MD
  • 09/2024 → Present
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
Previous Registrations
  • 2019-10-02 → 2024-10-14
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
  • 2009-06-25 → 2010-07-06
    Wells Fargo Investments, Llc
    Las Cruces, NM
    Silver City, NM
    Las Cruces, NM
    Las Cruces, NM
  • 2007-04-24 → 2009-06-12
    Hobbs, NM
    St Louis, MO
    Las Cruces, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Brandon R Cuellar
  • Brandon Cuellar

View on SEC IAPD

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