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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-07
  • CA RA
    APPROVED
    Since 2023-07-07

Branch Locations

1014 S Westlake Blvd, Ste 18, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 10/2020 06/2023
Outback Steakhouse Puente Hills CA 03/2020 06/2020
Unemployed Rosamond CA 07/2020 09/2020
Gen Korean Bbq House Chino Hills CA 12/2019 01/2020
Panera Bread La Verne CA 03/2018 11/2018
Foresters Financial Monrovia CA 02/2019 06/2019
Coffee Bean La Verne CA 07/2017 11/2018
Unemployed Rosamond CA 07/2019 11/2019
Unemployed Rosamond CA 07/2013 06/2017
J.P. Morgan Securities Llc Los Angeles CA 07/2023 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2023 Present
Unemployed Rosamond CA 02/2020 02/2020
Unemployed La Verne CA 12/2018 01/2019
  • 10/2020 → 06/2023
    New York, NY
  • 03/2020 → 06/2020
    Outback Steakhouse
    Puente Hills, CA
  • 07/2020 → 09/2020
    Unemployed
    Rosamond, CA
  • 12/2019 → 01/2020
    Gen Korean Bbq House
    Chino Hills, CA
  • 03/2018 → 11/2018
    Panera Bread
    La Verne, CA
  • 02/2019 → 06/2019
    Foresters Financial
    Monrovia, CA
  • 07/2017 → 11/2018
    Coffee Bean
    La Verne, CA
  • 07/2019 → 11/2019
    Unemployed
    Rosamond, CA
  • 07/2013 → 06/2017
    Unemployed
    Rosamond, CA
  • 07/2023 → Present
    Los Angeles, CA
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 02/2020 → 02/2020
    Unemployed
    Rosamond, CA
  • 12/2018 → 01/2019
    Unemployed
    La Verne, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-09
  • S66 Uniform Combined State Law Examination
    2020-11-09
Other Names
  • James Robert Horney
  • James Horney
  • James R Horney

View on SEC IAPD

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