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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-31 |
| CA | RA | APPROVED | 2022-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Micah Aaron Kwok | Los Angeles | CA | 01/2019 | 03/2019 |
| James Choi | Los Angeles | CA | 03/2019 | 03/2022 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 01/2019 | 03/2022 |
| James Yoo Suk Choi | Los Angeles | CA | 01/2019 | 03/2019 |
| Iheartmedia Inc | Los Angeles | CA | 04/2013 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith | South Gate | CA | 03/2022 | Present |
| Bank Of America, N.A. | South Gate | CA | 03/2022 | Present |
I*1640268, Entity Type: Entity Charitable, Name of OBA: The Theatre at Boston Court DBA Boston Court Pasadena, Address: Pasadena, California, 91106, Investment Related: N, Position, Title, Association: Committee, Board Member, Officer, Employee State Date: 01/01/2024, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Non-profit Theatre Company. I would like to be a Board Member for this organization where I will also serve as the Development Committee Vice Chair and DEI committee member. I*: 2496377 Entity Type: Charitable Name of OBA: USC Marshall & Leventhal Alumni Association Los Angeles Address: LA, CA 90089 Investment Related: NO Position, Title, Association: Board Member Employee Start Date: 5/30/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: Organization focuses on connecting USC Marshall & Leventhal Alumni in Los Angeles. I will serve as a Regional Board Member and host special events for alumni.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-22 |
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