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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
CA RA APPROVED 2022-09-12
  • TX RA
    APPROVED
    Since 2022-10-31
  • CA RA
    APPROVED
    Since 2022-09-12

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Micah Aaron Kwok Los Angeles CA 01/2019 03/2019
James Choi Los Angeles CA 03/2019 03/2022
Northwestern Mutual Investment Services Llc Los Angeles CA 01/2019 03/2022
James Yoo Suk Choi Los Angeles CA 01/2019 03/2019
Iheartmedia Inc Los Angeles CA 04/2013 01/2019
Merrill Lynch, Pierce, Fenner & Smith South Gate CA 03/2022 Present
Bank Of America, N.A. South Gate CA 03/2022 Present
  • 01/2019 → 03/2019
    Micah Aaron Kwok
    Los Angeles, CA
  • 03/2019 → 03/2022
    James Choi
    Los Angeles, CA
  • 01/2019 → 03/2022
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 01/2019 → 03/2019
    James Yoo Suk Choi
    Los Angeles, CA
  • 04/2013 → 01/2019
    Iheartmedia Inc
    Los Angeles, CA
  • 03/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    South Gate, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    South Gate, CA
Other Businesses

I*1640268, Entity Type: Entity Charitable, Name of OBA: The Theatre at Boston Court DBA Boston Court Pasadena, Address: Pasadena, California, 91106, Investment Related: N, Position, Title, Association: Committee, Board Member, Officer, Employee State Date: 01/01/2024, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Non-profit Theatre Company. I would like to be a Board Member for this organization where I will also serve as the Development Committee Vice Chair and DEI committee member. I*: 2496377 Entity Type: Charitable Name of OBA: USC Marshall & Leventhal Alumni Association Los Angeles Address: LA, CA 90089 Investment Related: NO Position, Title, Association: Board Member Employee Start Date: 5/30/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: Organization focuses on connecting USC Marshall & Leventhal Alumni in Los Angeles. I will serve as a Regional Board Member and host special events for alumni.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2020-06-22
  • S66 Uniform Combined State Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2020-06-22
Other Names
  • Yvette Sanchez

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