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James Roean Morgan

J.P. Morgan Securities LLC

San Antonio, TX

Chicago, IL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2022-09-19

Branch Locations

San Antonio, TX • United States

10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na San Antonio TX 12/2016 Present
Us Navy Crawfordville FL 09/2010 09/2016
Jp Morgan Securities, Llc San Antonio TX 08/2022 Present
Us Navy San Antonio TX 09/2016 11/2016
Jp Morgan Securities, Llc San Antonio TX 01/2019 02/2021
  • 12/2016 → Present
    Jp Morgan Chase Bank Na
    San Antonio, TX
  • 09/2010 → 09/2016
    Us Navy
    Crawfordville, FL
  • 08/2022 → Present
    Jp Morgan Securities, Llc
    San Antonio, TX
  • 09/2016 → 11/2016
    Us Navy
    San Antonio, TX
  • 01/2019 → 02/2021
    Jp Morgan Securities, Llc
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    2019-04-17
Other Names
  • James Morgan

View on SEC IAPD

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