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John Small Watson

Ubs Financial Services Inc.

Fresno, CA

San Jose, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-16
TX RA APPROVED 2023-03-15
  • CA RA
    APPROVED
    Since 2023-03-16
  • TX RA
    APPROVED
    Since 2023-03-15

Branch Locations

Fig Garden Financial Center 5200 North Palm Suite 101, Fresno, CA 93704-9874 • United States

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno CA 01/2019 03/2023
Dignity Memorial Fresno CA 04/2016 12/2018
Fresno Pacific University Fresno CA 02/2016 01/2019
Service Corporation International Fresno CA 04/2016 01/2019
Bank Of America, N.A. Fresno CA 01/2023 03/2023
Ubs Financial Services Fresno CA 03/2023 Present
  • 01/2019 → 03/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fresno, CA
  • 04/2016 → 12/2018
    Dignity Memorial
    Fresno, CA
  • 02/2016 → 01/2019
    Fresno Pacific University
    Fresno, CA
  • 04/2016 → 01/2019
    Service Corporation International
    Fresno, CA
  • 01/2023 → 03/2023
    Bank Of America, N.A.
    Fresno, CA
  • 03/2023 → Present
    Ubs Financial Services
    Fresno, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
  • S66 Uniform Combined State Law Examination
    2019-09-20
Other Names
  • John Watson

View on SEC IAPD

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