Megan Kaplan

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-21
NY	RA	APPROVED	2024-11-04

Branch Locations

Central Islip, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	01/2019	09/2020
Kaplan Management	Commack	NY	11/2016	01/2019
Long Island University	Brookville	NY	09/2014	12/2017
Sudler	New York	NY	06/2016	11/2016
Young And Rubicam Inc	New York	NY	06/2016	11/2016
Bank Of America, N.A.	Melville	NY	04/2019	09/2020
Charles Schwab & Co., Inc.	Huntington Station	NY	09/2020	11/2023
Charles Schwab Bank, Ssb	Huntington Station	NY	09/2020	11/2023
Osaic	Hauppauge	NY	11/2023	11/2024
Ubs Financial Services Inc.	Melville	NY	11/2024	Present

01/2019 → 09/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
11/2016 → 01/2019

Kaplan Management

Commack, NY
09/2014 → 12/2017

Long Island University

Brookville, NY
06/2016 → 11/2016

Sudler

New York, NY
06/2016 → 11/2016

Young And Rubicam Inc

New York, NY
04/2019 → 09/2020

Bank Of America, N.A.

Melville, NY
09/2020 → 11/2023

Charles Schwab & Co., Inc.

Huntington Station, NY
09/2020 → 11/2023

Charles Schwab Bank, Ssb

Huntington Station, NY
11/2023 → 11/2024

Osaic

Hauppauge, NY
11/2024 → Present

Ubs Financial Services Inc.

Melville, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-20