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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-12-07
TX RA APPROVED 2019-06-06
FL RA APPROVED 2019-05-22
  • CO RA
    APPROVED
    Since 2020-12-07
  • TX RA
    APPROVED
    Since 2019-06-06
  • FL RA
    APPROVED
    Since 2019-05-22

Branch Locations

2400 N Commerce Pkwy, Weston, FL 33326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weston FL 01/2019 Present
Onesubsea - A Schlumberger Company Houston TX 09/2014 09/2016
Greenfeder Holdings Llc Fort Lauderdale FL 11/2016 Present
Other Businesses

Greenfeder Holdings LLC, Not Investment Related Fort Lauderdale, FL Nature of business: Prototype building, Engineering Consulting, Contract Manufacturing Position: Owner/Engineer Start Date: 10/2016 Approximate hours/mo: 2-10hrs Hours during trading hours: 0hrs Description of duties: design parts, create prototypes and models for manufacturing viability, contract manufacturing. I*1184271 For profit or not for profit: Entity Charitable Name of outside business organization: Broward Partnership For The Homeless Inc Investment related: N Address of business: Fort Lauderdale, Florida, 33311 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Director"], Start date of relationship: 4/1/2023 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , To participate as a member of the Board of Directors for Broward Partnership, Inc. (BP) whose duties are to manage the business, property and affairs of the organization with the responsibility and authority to determine operating and program policies and I*390509 For profit or not for profit: Entity Charitable Name of outside business organization: Jewish National Fund Investment related: N Address of business: Boca Raton, Florida, 33497, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Officer"], Start date of relationship: 10/18/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , On young professional board, our responsibility is to come up with and plan community events for the young professional group, to raise awareness and funds for the charity. I*2175425, Entity Type: , Name of OBA: G Family Life Insurance Trust U/A DTD 12/19/2006 , Address: delray beach, Florida, 33446, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 28-Jan-2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-17
  • S66 Uniform Combined State Law Examination
    2019-05-17
Other Names
  • Spencer Greenfeder

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