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15214 Ridgemont Drive, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | West Des Moines | IA | 01/2019 | 12/2019 |
| Mml Investors Services | West Des Moines | IA | 02/2019 | 12/2019 |
| University Of Northern Iowa | Cedar Falls | IA | 08/2017 | 08/2018 |
| Madrid Home Communities | Madrid | IA | 12/2013 | 08/2017 |
| Madrid Nursing Home | Madrid | IA | 01/2016 | 07/2017 |
| Student | Cedar Falls | IA | 08/2017 | 06/2021 |
| Madrid Jr Sr High School | Madrid | IA | 05/2010 | 05/2017 |
| Mass Mutual | West Des Moines | IA | 05/2019 | 12/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2020 | 04/2025 |
| Northwestern Mutual Investment Services Llc | Waterloo | IA | 07/2020 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 04/2025 |
| Rockway Wealth Partners | Waterloo | IA | 05/2025 | Present |
1. PRESIDENT, CEDAR VALLEY YOUNG PROFESSIONALS, 141 PROSPECT BLVD, WATERLOO, , IOWA, 50701, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/19/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE PRESIDENT, DELEGATE RESPONSIBILITIES AND MAKE DECISIONS ON BEHALF OF THE ORGANIZATION, CONTACT OTHER ORGANIZATIONS FOR SPONSORSHIP/PARTNERSHIP
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-13 |
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