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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sro Financial Services, Llc Franklin NJ 01/2003 Present
Cadaret, Grant & Co., Inc. Paramus NJ 04/2005 12/2022
Stonebridge Capital Management Paramus NJ 01/2005 12/2022
State Of Nj Trenton NJ 01/2008 01/2024
Avantax Advisory Services Mount Arlington NJ 01/2023 09/2025
Avantax Insurance Services Mount Arlington NJ 01/2023 09/2025
Avantax Investment Services Inc Mount Arlington NJ 01/2023 09/2025
Nisivoccia Wealth Advisors, Llc Mount Arlington NJ 12/2022 Present
Rams Golf, L.L.C. Salem NJ 01/2007 Present
Cetera Wealth Services, Llc Mount Arlington NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2003 → Present
    Sro Financial Services, Llc
    Franklin, NJ
  • 04/2005 → 12/2022
    Cadaret, Grant & Co., Inc.
    Paramus, NJ
  • 01/2005 → 12/2022
    Stonebridge Capital Management
    Paramus, NJ
  • 01/2008 → 01/2024
    State Of Nj
    Trenton, NJ
  • 01/2023 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 01/2023 → 09/2025
    Avantax Insurance Services
    Mount Arlington, NJ
  • 01/2023 → 09/2025
    Avantax Investment Services Inc
    Mount Arlington, NJ
  • 12/2022 → Present
    Nisivoccia Wealth Advisors, Llc
    Mount Arlington, NJ
  • 01/2007 → Present
    Rams Golf, L.L.C.
    Salem, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mount Arlington, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-01-03 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
  • 2005-10-28 → 2023-01-02
    Stonebridge Capital Management
    Paramus, NJ
Other Businesses

1) NISIVOCCIA WEALTH ADVISORS, LLC; Wealth Management Advisor; Financial planning, investment management, financial advisor, retirement planning and other life event planning IR; HRS 100; HRS 80; 12/28/2022; 200 Valley Road, Suite 300, Mount Arlington NJ 07856: Client financial advice, planning, investment management, retirement & other life event planning. I will be a subcontractor with Nisivoccia. 2) RAMS GOLF, L.L.C.; Member; I am 46.5% owner of a parcel of real estate that use to operate as a golf course. We are leasing the property to a tenant for farming & game preserve purposes. IR; HRS 1; HRS 1; 01/01/2007; 75 Wild Oaks Drive, Salem NJ 08079; I am an owner/member of the LLC. I have no operational responsibility, but I ensure the mortgage, real estate taxes and other liabilities are paid. 3) OROHO FOR FREEHOLDER; Candidate and Chairman; This is a candidate committee that I still have open, but has been inactive since 2008 when I became a State Senator. NIR; HRS 0; HRS 0;12/01/2003; 17 Edsall Road, Franklin NJ 07416This activity is inactive. 4) SRO FINANCIAL SERVICES, LLC; President; This will be the entity that I use to affiliate with Avantax & Nisivoccia. Its activities will be financial planning, investment management, financial advisor, retirement planning and other life event planning. IR; HRS 10; HRS 80; 1/10/2003; 200 Valley Road, Suite 300, Mount Arlington NJ 07856 Client financial advice, planning, investment management, retirement & other life event planning. I will be a subcontractor with Nisivoccia. 5) NISIVOCCIA LLP; Wealth Management Advisor; This is the tax and accounting entity used for filing returns, statement preparations, reporting and consulting IR; HRS 0; HRS 0; 12/31/2022; 200 Valley Road, Suite 300, Mount Arlington NJ 07856, I am associated with Nisivoccia Wealth Advisors as an Independent Contractor. 6) CORPORATION FOR NEW JERSEY LOCAL MEDIA POSITION: Board of Director Member NATURE: This is a nonprofit corporation that owns local newspapers committed to providing local access to news reports, especially about local events. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: 55 Woodland Road, New Vernon NJ 07976 DESCRIPTION: I will be a member of the Board of Directors providing advice and either approve or reject corporate actions and provide oversight to management. Duties of Board: Review financial operations;, 7) OROHO FOR SENATE POSITION: Candidate and Chairman NATURE: Raise money for the campaign, use money to pay ordinary expenses for the campaign INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2007 ADDRESS: 17 Edsall Road, Franklin NJ 07416 DESCRIPTION: My activity is what is written in number 4. 8) NEW CONSULTING SERVICES PAID THROUGH SRO FINANCIAL SERVICES, LLC POSITION: Consultant NATURE: As a former elected official for over 22 years (former municipal council member, former county commissioner, and former NJ State Senator). INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 17 Edsall Road, Franklin NJ 07416, DESCRIPTION: My duties will be completely under my control in relation to the consulting services outlined in Item 4 above. 9) NAME OF OTHER BUSINESS: CENTENARY UNIVERSITY; INVESTMENT RELATED: NO; ADDRESS: 400 JEFFERSON ST, HACKETTSTOWN, NJ 07840; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENSURE RESPONSIBLE POLICY LEADERSHIP, STRATEGIC OVERSIGHT, AND FISCAL ACCOUNTABILITY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-27
  • S66 Uniform Combined State Law Examination
    2005-06-27
Designations
Other Names
  • Steven V Oroho
  • Stevevn V Oroho
  • Steven Oroho
  • Steve Oroho
  • Steve V Oroho
  • Steve Vincent Oroho

View on SEC IAPD

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