Cole Taylor Finley

Current Employers

Employment History

• 07/2014 → 06/2018
  Cal State University Long Beach
  Long Beach, CA
• 11/2016 → 07/2017
  Asi Recycling Center
  Long Beach, CA
• 07/2017 → 12/2017
  Grow Mortgages
  Long Beach, CA
• 12/2017 → 04/2018
  Unemployed
  Long Beach, CA
• 04/2018 → 12/2018
  Nations Direct Mortgage
  Santa Ana, CA
• 12/2018 → 04/2019
  Islands
  Huntington Beach, CA
• 04/2019 → 12/2019
  Brix Sunset Beach
  Sunset Beach, CA
• 01/2019 → 11/2025
  Gwn Securities, Inc.
  Palm Beach Gardens, FL
• 11/2025 → Present
  Rbc Capital Markets, Llc
  Irvine, CA
• 05/2021 → 09/2024
  Downey On Draft Llc (The Brews Hall)
  Manhattan Beach, CA
• 10/2024 → 10/2025
  Tin Roof Bistro/Simms Restaurant
  Manhattan Beach, CA

Previous Registrations

• 2019-10-03 → 2025-08-26
  Gwn Securities Inc.
  Torrance, CA
  Palm Beach Gardens, FL
  Rancho Palos Verdes, CA
  Redondo Beach, CA
  Torrance, CA

Other Businesses

(1) NAME OF ENTITY: Soho Experiential, LLC ADDRESS: 205 Hudson Street, 7th Floor, New York, NY 10013 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 02, 2026 CAPACITY: Other DUTIES: Working Beach Life Music Festival in Redondo Beach, helping hand out giveaways (one-time event). HOURS DEVOTED PER MONTH: 0 (per month) HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 8 (total for the one-time event)

Exams

• S66 Uniform Combined State Law Examination
  2019-10-03

Other Names

• Cole Finley