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Stephen Mark Rosa

Richmond Capital Management Inc

Richmond, VA

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Current Employers
Richmond Capital Management Inc

1509A Belleville Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-08-20
  • VA RA
    APPROVED
    Since 2021-08-20

Branch Locations

1509A Belleville Street, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Arlington VA 01/2019 01/2021
Evercore Washington DC 11/2016 12/2018
Pricewaterhousecoopers, Llp Washington DC 01/2013 11/2016
Richmond Capital Management Inc Richmond VA 03/2021 Present
  • 01/2019 → 01/2021
    E*Trade
    Arlington, VA
  • 11/2016 → 12/2018
    Evercore
    Washington, DC
  • 01/2013 → 11/2016
    Pricewaterhousecoopers, Llp
    Washington, DC
  • 03/2021 → Present
    Richmond Capital Management Inc
    Richmond, VA
Designations

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
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