Denver Haddix

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2021-07-09

KY RA
APPROVED

Since 2021-07-09

Branch Locations

520 E Maxwell St, Lexington, KY 40502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dennis Badger & Assocs.	Lexington	KY	08/2010	01/2019
Keller Williams Greater Lexington	Lexington	KY	07/2017	02/2019
J.J.B. Hilliard W.L. Lyons, Llc	Lexington	KY	01/2019	10/2019
Robert W. Baird & Co. Incorporated	Lexington	KY	10/2019	07/2021
Lpl Financial Llc	Lexington	KY	07/2021	Present

08/2010 → 01/2019

Dennis Badger & Assocs.

Lexington, KY
07/2017 → 02/2019

Keller Williams Greater Lexington

Lexington, KY
01/2019 → 10/2019

J.J.B. Hilliard W.L. Lyons, Llc

Lexington, KY
10/2019 → 07/2021

Robert W. Baird & Co. Incorporated

Lexington, KY
07/2021 → Present

Lpl Financial Llc

Lexington, KY

Previous Registrations

2019-10-18 → 2021-07-20

Robert W. Baird & Co. Incorporated

Lexington, KY
2019-04-22 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Lexington, KY

Other Businesses

1) 7/2021- TourMidAm, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Belden, MS- start date 2018-1% 2) 09/20/2024- Kelly Capital Group- DBA for LPL Business (entity for LPL business)- Investment Related- At Reported Business Location(s) - Start Date 01/01/2024- 80 Hours Per Month/ 13 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-19

S66 Uniform Combined State Law Examination

2019-04-19

Other Names

Denver Haddix

View on SEC IAPD