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Tristan Anthony Simmons

LPl Financial LLC

Joplin, MO

Rogers, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-10-24
TX RA APPROVED 2024-10-24
  • AR RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-24

Branch Locations

1710 E 32Nd St, Joplin, MO 64804 • United States

5100 W Park Ave Ste 124, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Fayetteville AR 01/2019 05/2019
Arvest Bank Lowell AR 05/2018 05/2019
Little Guys Moving Company Fayetteville AR 06/2017 08/2017
The Boys And Girls Club Of America Fayetteville AR 08/2016 05/2017
Shepherd & Shepherd P.A El Dorado AR 06/2016 08/2016
University Of Arkansas Fayetteville AR 08/2015 05/2019
Morgan Stanley Dallas TX 05/2019 07/2022
Morgan Stanley Private Bank, N.A. New York NY 05/2019 07/2022
Wells Fargo Clearing Services, Llc Springdale AR 07/2022 10/2024
First Community Bank Rogers AR 10/2024 Present
Lpl Financial Rogers AR 10/2024 Present
  • 01/2019 → 05/2019
    Morgan Stanley Smith Barney Llc
    Fayetteville, AR
  • 05/2018 → 05/2019
    Arvest Bank
    Lowell, AR
  • 06/2017 → 08/2017
    Little Guys Moving Company
    Fayetteville, AR
  • 08/2016 → 05/2017
    The Boys And Girls Club Of America
    Fayetteville, AR
  • 06/2016 → 08/2016
    Shepherd & Shepherd P.A
    El Dorado, AR
  • 08/2015 → 05/2019
    University Of Arkansas
    Fayetteville, AR
  • 05/2019 → 07/2022
    Dallas, TX
  • 05/2019 → 07/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2022 → 10/2024
    Springdale, AR
  • 10/2024 → Present
    First Community Bank
    Rogers, AR
  • 10/2024 → Present
    Lpl Financial
    Rogers, AR
Previous Registrations
Other Businesses

1- 10/2024 / First Community Financial Services / DBA for LPL Business (entity for LPL business) / INV RLTD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2019-04-17

View on SEC IAPD

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