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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-09-07
CA RA APPROVED 2023-09-06
  • NM RA
    APPROVED
    Since 2023-09-07
  • CA RA
    APPROVED
    Since 2023-09-06

Branch Locations

Santa Fe, CO • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 03/2016 01/2021
Janus Distributors Llc Denver CO 03/2016 01/2022
Janus Henderson Investors Us Llc Denver CO 01/2021 06/2023
Janus Henderson Distributors Us Llc Denver CO 01/2022 06/2023
Thornburg Securities Llc Santa Fe NM 06/2023 12/2024
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 03/2016 → 01/2021
    Janus Management Holdings Corp
    Denver, CO
  • 03/2016 → 01/2022
    Janus Distributors Llc
    Denver, CO
  • 01/2021 → 06/2023
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 06/2023
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 06/2023 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2007-08-31
  • S66 Uniform Combined State Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2007-08-31

View on SEC IAPD

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