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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-11-22
  • GA RA
    APPROVED
    Since 2021-11-22

Branch Locations

400 Perimeter Ctr Ter Ne Ste 850, Atlanta, GA 30346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Atlanta GA 01/2019 12/2019
Raymond James Financial Services, Inc. Atlanta GA 12/2019 Present
Kennesaw State Kennesaw GA 08/2015 05/2019
Ice Forum Kennesaw GA 10/2016 12/2016
Raymond James Financial Services Advisors Atlanta GA 11/2021 Present
  • 01/2019 → 12/2019
    Raymond James Financial Services, Inc.
    Atlanta, GA
  • 12/2019 → Present
    Raymond James Financial Services, Inc.
    Atlanta, GA
  • 08/2015 → 05/2019
    Kennesaw State
    Kennesaw, GA
  • 10/2016 → 12/2016
    Ice Forum
    Kennesaw, GA
  • 11/2021 → Present
    Raymond James Financial Services Advisors
    Atlanta, GA
Other Businesses

(1)Name of Business: Harmon Financial Advisors Address: 400 Perimeter Ctr Ter NE Ste 850, Atlanta, GA, 30346, United States Activity Type: Independent RIA Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/13/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2020-02-11
  • S65 Uniform Investment Adviser Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2020-02-11
Other Names
  • Nick Thomas Lazenby

View on SEC IAPD

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