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Joseph Bertrand Vadnais

Wells Fargo Clearing Services, LLC

Westport, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-04
  • CT RA
    APPROVED
    Since 2019-06-04

Branch Locations

450 Post Road E, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bethel CT 11/2010 Present
Wells Fargo Clearing Services, Llc Bethel CT 01/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-04
S63 Uniform Securities Agent State Law Examination 2019-05-10
  • S65 Uniform Investment Adviser Law Examination
    2019-06-04
  • S63 Uniform Securities Agent State Law Examination
    2019-05-10
Other Names
  • Joseph Vadnais

View on SEC IAPD

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