James Michael Tuccori

Current Employers

Retirement Systems Llc

Chicago, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-01-02
MI	RA	APPROVED	2026-01-02
NJ	RA	APPROVED	2026-01-02
MA	RA	APPROVED	2022-06-06
CT	RA	APPROVED	2022-05-04
TX	RA	APPROVED	2022-05-02
PA	RA	APPROVED	2022-03-25

IL RA
APPROVED

Since 2026-01-02
MI RA
APPROVED

Since 2026-01-02
NJ RA
APPROVED

Since 2026-01-02
MA RA
APPROVED

Since 2022-06-06
CT RA
APPROVED

Since 2022-05-04
TX RA
APPROVED

Since 2022-05-02
PA RA
APPROVED

Since 2022-03-25

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fefa, Llc	Valley Park	MO	12/2014	02/2022
Ae Wealth Management, Llc	Topeka	KS	01/2019	02/2022
Fefa Asset Management, Llc	Chicago	IL	06/2018	12/2021
Fefa Advisors Llc (Previously Ev Federal, Llc )	Valley Park	MO	12/2021	02/2022
Retirement Systems Llc Dba Advanced Advisor	Chicago	IL	02/2022	Present

12/2014 → 02/2022

Fefa, Llc

Valley Park, MO
01/2019 → 02/2022

Ae Wealth Management, Llc

Topeka, KS
06/2018 → 12/2021

Fefa Asset Management, Llc

Chicago, IL
12/2021 → 02/2022

Fefa Advisors Llc (Previously Ev Federal, Llc )

Valley Park, MO
02/2022 → Present

Retirement Systems Llc Dba Advanced Advisor

Chicago, IL

Previous Registrations

2019-02-04 → 2022-02-08

Ae Wealth Management, Llc

Chicago, IL

Other Businesses

RETIREMENT SYSTEMS LLC DBA ADVANCED ADVISOR; 02/2021; INSURANCE AGENT; CHICAGO, IL; INVESTMENT RELATED; INSURANCE PRODUCT SALES;20% OF TIME DEVOTED TO ACTIVITY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-13

S65 Uniform Investment Adviser Law Examination

2018-12-13

View on SEC IAPD