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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-09-27
  • CA RA
    APPROVED
    Since 2005-09-27

Branch Locations

1111 Broadway, Oakland, CA 94607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 04/2005 Present
Bank Of America, N.A. Oakland CA 06/2011 Present
Other Businesses

I*1374288For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Albany, California, 94706, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 6/29/2023Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 10Duties: , I*2132294, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO MW SEP FBO MW , Address: Berkeley, California, 94707, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/18/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2200275, Entity Type: , Name of OBA: MLPF& S CUST FPO M W SEP FBO M W, Address: Berkeley, California, 94706, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2199435, Entity Type: , Name of OBA: MLPF& S CUST FPO T W W IRA FBO T W W, Address: Berkeley, California, 94706, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2208313, Entity Type: , Name of OBA: T W W TTEE M W TTEE U/A DTD 12/13/2002 , Address: Berkeley, California, 94706, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2626290, Entity Type: Entity Charitable, Name of OBA: Rotary Club of Alameda, Address: Alameda, California, 94501, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/21/2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: tabling at festivals, farmers markets to talk to prospective members, distributing flyers in town, networking. This organization is a service club. We plant trees, do food distribution, give scholarships to highschool students, do trash pickup, fund meals for the unhoused/needy, assist immigrants with their getting settled down in Alameda, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-26
  • S66 Uniform Combined State Law Examination
    2005-09-26
Other Names
  • Josephine Tracy White

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