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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2005-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 04/2005 | Present |
| Bank Of America, N.A. | Oakland | CA | 06/2011 | Present |
I*1374288For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Albany, California, 94706, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 6/29/2023Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 10Duties: , I*2132294, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO MW SEP FBO MW , Address: Berkeley, California, 94707, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/18/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2200275, Entity Type: , Name of OBA: MLPF& S CUST FPO M W SEP FBO M W, Address: Berkeley, California, 94706, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2199435, Entity Type: , Name of OBA: MLPF& S CUST FPO T W W IRA FBO T W W, Address: Berkeley, California, 94706, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2208313, Entity Type: , Name of OBA: T W W TTEE M W TTEE U/A DTD 12/13/2002 , Address: Berkeley, California, 94706, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2626290, Entity Type: Entity Charitable, Name of OBA: Rotary Club of Alameda, Address: Alameda, California, 94501, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/21/2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: tabling at festivals, farmers markets to talk to prospective members, distributing flyers in town, networking. This organization is a service club. We plant trees, do food distribution, give scholarships to highschool students, do trash pickup, fund meals for the unhoused/needy, assist immigrants with their getting settled down in Alameda, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-26 |
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