David Cai Zhang

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade, Inc	Orlando	FL	01/2019	05/2025
University Of Minnesota Facilities Management	Minneapolis	MN	11/2017	03/2018
University Of Minnesota Public Safety	Minneapolis	MN	04/2014	08/2017
University Of Minnesota	Minneapolis	MN	09/2013	12/2018
Charles Schwab & Co., Inc.	Niceville	FL	01/2022	Present
Charles Schwab Bank, Ssb	Niceville	FL	07/2022	Present
Td Ameritrade Investment Management, Llc	Orlando	FL	09/2020	09/2023

01/2019 → 05/2025

Td Ameritrade, Inc

Orlando, FL
11/2017 → 03/2018

University Of Minnesota Facilities Management

Minneapolis, MN
04/2014 → 08/2017

University Of Minnesota Public Safety

Minneapolis, MN
09/2013 → 12/2018

University Of Minnesota

Minneapolis, MN
01/2022 → Present

Charles Schwab & Co., Inc.

Niceville, FL
07/2022 → Present

Charles Schwab Bank, Ssb

Niceville, FL
09/2020 → 09/2023

Td Ameritrade Investment Management, Llc

Orlando, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-09
S63	Uniform Securities Agent State Law Examination	2019-08-19