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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-26 |
Branch Locations
1322 Dowell Springs Blvd, Knoxville, TN 37909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marty Loveday And Associates | Seymour | TN | 12/2015 | 03/2017 |
| Keller Williams | Lenoir City | TN | 12/2015 | 12/2018 |
| Central Baptist Bearden Church | Knoxville | TN | 01/2016 | Present |
| Student | Knoxville | TN | 05/2014 | 12/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | 09/2020 |
| Northwestern Mutual Investment Services Llc | Knoxville | TN | 08/2019 | 09/2020 |
| David Jeffries | Knoxville | TN | 08/2022 | Present |
| Equitable Advisors, Llc | New York | NY | 08/2022 | Present |
| Elavon, Inc | Knoxville | TN | 09/2020 | 09/2022 |
CENTRAL BAPTIST BEARDEN, 6300 DEANE HILL DRIVE, KNOXVILLE, TN 37919, EMPLOYEE/ORGANIST, PLAY THE ORGAN IN WORSHIP SERVICES, FOR REHEARSALS, AND OTHER MUSIC RELATED EVENTS AND SERVICES, 01/15/2016. 30 HRS/MO, NON-INVESTMENT RELATED.DAVID JEFFRIES WAYPOINT FINANCIAL PARTNERS, KNOXVILLE 1322 DOWELL SPRINGS BLVD KNOXVILLE, TN 37909, RSA - REGISTERED SALES ASSISTANT, ADMINISTRATIVE AND OTHER TASKS AS SO ASSIGNED BY EQUITABLE ADVISOR,09/15/2022, 160 HRS/MO. INVESTMENT RELATED.; AMERICAN GUILD OF ORGANISTS, AGO - KNOXVILLE CHAPTER, MEMBER-AT-LARGE, ATTEND TWO YEARLY BOARD MEETINGS TO PLAN CHAPTER PROGRAMS FOR THE YEAR. 08/01/2023, 1HR/MO NOT INVESTMENT RELATED, TREY OGLE MUSIC 5709 LYONS VIEW PIKE #1303 KNOXVILLE, TN 37919, SOLE PROPRIETOR/OWNER -MUSICIAN, PIANIST/ORGANIST, PLAY FOR VARIOUS FUNCTIONS TO PROVIDE ENTERTAINMENT FOR EVENTS OR ACCOMPANIMENT FOR OTHER PROFORMERS. TREY OGLE MUSIC BRANDED RELATED MERCHANDISE IS AVAILABLE FOR PURCHASE. 11/15/2023. 10HR/MO. NOT INVESTMENT RELATED.FINANCIAL PLANNING ASSOCIATION - EAST TENNESSEE CHAPTER, KNOXVILLE, TN, MEMBERSHIP DIRECTOR, BOARD MEMBER, COMMUNICATE WITH NEW MEMBERS AND MAINTAIN ROLL OF MEMBERSHIP, ATTEND BOARD MEETINGS, 09/01/2025, 3HRS/MO; ELIZABETH LUTHER LLC, 541 RUNNING BROOK DRIVE. STRAWBERRY PLAINS, TN 37871, CO-OWNER OF WIFE'S FLORAL BUSINESS, NO OFFICIAL RESPONSIBILITIES, 09/12/2025,4HRS/MO. NOT INVESTMENT RELATED. FINANCIAL PLANNING ASSOCIATION - EAST TENNESSEE CHAPTER, KNOXVILLE, TN, MEMBERSHIP DIRECTOR & SECRETARY, BOARD MEMBR, COMMUNICATE WITH NEW MEMBERS AND MAINTAIN ROLL OF MEMBERSHIP, ATTEND MONTHLY BOARD MEETING, KEEP CHECK REGISTER FOR ACCOUNT AND ISSUE CHECKS AS NEEDED AND DIRECTED. 01/01/2026, 3HRS/MO. NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
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