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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-14
PA RA APPROVED 2019-03-15
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • PA RA
    APPROVED
    Since 2019-03-15

Branch Locations

127 W 6Th St, Erie, PA 16501-1001 • United States

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Erie PA 01/2019 Present
United States Army Aberdeen Proving Ground MD 05/2005 01/2019
  • 01/2019 → Present
    Erie, PA
  • 05/2005 → 01/2019
    United States Army
    Aberdeen Proving Ground, MD
Other Businesses

1. 7/12/2019 - US Army Reserve - Not Investment Related - 99 Soldiers Ln, Coraopolis, PA 15108 - Outside/W-2 Employment - Chief, Internal Review - Started 06/08/2019 - 20 Hours Per Month/0 Hours During Securities Trading - US Army Reserve Officer in the 316th Expeditionary Sustainment Command. 2. 1/24/2023 - Legacy Financial Consulting Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading 3. 1/24/2023 - Aflac, National life, Others - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/14/2022 - 2 Hours Per Month/2 Hours During Securities Trading 4. 12/06/2023 - Keystone Legacy Rentals - Investment Related - Girard, PA - Real Estate Rental - Owner - Start Date 07/01/2023 - 10 Hours Per Month/ 0 Hours During Securities Trading 5. 03/05/2025 - Momentum Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:02/28/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 6. 12/31/2025 - Momentum Insurance Services - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 11/18/2025 - 10 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-15
  • S66 Uniform Combined State Law Examination
    2019-03-15

View on SEC IAPD

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