Thomas Klein

Current Employers

Change Wealth Advisors

Anchorage, AK • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-04-01
AK	RA	APPROVED	2024-05-03

WA RA
APPROVED

Since 2025-04-01
AK RA
APPROVED

Since 2024-05-03

Branch Locations

Port Orchard, WA • United States

Anchorage, AK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Anchorage Water And Wastewater Utility	Anchorage	AK	10/2018	07/2021
First National Bank Alaska	Anchorage	AK	07/2014	09/2018
Private Client Wealth Advisors, Llc	Denver	CO	01/2019	05/2024
Change Wealth Advisors, Llc	Anchorage	AK	05/2024	Present

10/2018 → 07/2021

Anchorage Water And Wastewater Utility

Anchorage, AK
07/2014 → 09/2018

First National Bank Alaska

Anchorage, AK
01/2019 → 05/2024

Private Client Wealth Advisors, Llc

Denver, CO
05/2024 → Present

Change Wealth Advisors, Llc

Anchorage, AK

Previous Registrations

2019-01-07 → 2024-05-17

Private Client Wealth Advisors, Llc

Anchorage, AK

Denver, CO

Other Businesses

Thomas Klein is a Certified Flight Instructor. His responsibilities include teach private pilot students how to fly and prepare them for their PPL exam. Location of the business: 800 W Perimeter Rd Renton WA 98057. Start date with business: 2024-05-15; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 60; Percentage of total yearly compensation expected to be derived from the business: 75;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-02

S65 Uniform Investment Adviser Law Examination

2018-11-02

View on SEC IAPD