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Sean Giovanniello

J.P. Morgan Securities LLC

Los Angeles, CA

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-11
  • TX RA
    APPROVED
    Since 2021-01-11

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

8181 Communications Pkwy Bldg F Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 01/2019 11/2020
Tj Maxx Melbourne FL 12/2017 12/2017
Clubcorp Tallahassee FL 08/2018 12/2018
Dunkin Donuts Tallahassee FL 08/2018 10/2018
Jpmorgan Chase Bank, N.A. Plano TX 11/2020 Present
J.P. Morgan Securities Llc Plano TX 11/2020 Present
Pacsun Destin FL 11/2016 11/2016
Platinum Marketing Global Jacksonville FL 11/2018 01/2019
Abercrombie & Fitch Co. Destin FL 04/2018 05/2018
Unemployed Tallahasse FL 09/2016 10/2016
Unemployed Tallahassee FL 06/2018 07/2018
Maple Street Biscuit Company Tallahasse FL 05/2017 09/2017
Unemployed Tallahasse FL 12/2016 04/2017
Unemployed Tallahasse FL 10/2017 11/2017
Unemployed Tallahasse FL 01/2018 03/2018
  • 01/2019 → 11/2020
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 12/2017 → 12/2017
    Tj Maxx
    Melbourne, FL
  • 08/2018 → 12/2018
    Clubcorp
    Tallahassee, FL
  • 08/2018 → 10/2018
    Dunkin Donuts
    Tallahassee, FL
  • 11/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 11/2020 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 11/2016 → 11/2016
    Pacsun
    Destin, FL
  • 11/2018 → 01/2019
    Platinum Marketing Global
    Jacksonville, FL
  • 04/2018 → 05/2018
    Abercrombie & Fitch Co.
    Destin, FL
  • 09/2016 → 10/2016
    Unemployed
    Tallahasse, FL
  • 06/2018 → 07/2018
    Unemployed
    Tallahassee, FL
  • 05/2017 → 09/2017
    Maple Street Biscuit Company
    Tallahasse, FL
  • 12/2016 → 04/2017
    Unemployed
    Tallahasse, FL
  • 10/2017 → 11/2017
    Unemployed
    Tallahasse, FL
  • 01/2018 → 03/2018
    Unemployed
    Tallahasse, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
S63 Uniform Securities Agent State Law Examination 2019-09-16
  • S66 Uniform Combined State Law Examination
    2020-12-28
  • S63 Uniform Securities Agent State Law Examination
    2019-09-16
Other Names
  • Sean Anthony Giovanniello

View on SEC IAPD

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