Christopher Stephen Dooley

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-10-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Chestnut Hill	MA	03/2016	09/2019
Charles Schwab Bank	Chestnut Hill	MA	03/2016	09/2019
Unemployed	Chestnut Hill	MA	09/2019	06/2021
Personal Capital Advisors Corporation	Arlington	MA	06/2021	07/2021
Adviser Investment, Llc	Newton	MA	07/2021	10/2022
Hightower Advisors	Lexington	MA	10/2022	Present

2021-07-30 → 2021-12-23

Rwa Wealth Partners

Boston, MA
2021-07-07 → 2021-07-26

Personal Capital Advisors Corporation

Greenwood Village, CO

Arlington, MA
2016-04-08 → 2019-10-10

Charles Schwab & Co., Inc.

Chestnut Hill, MA

Burlington, MA
2008-04-02 → 2016-03-31

Td Ameritrade, Inc.

Burlington, MA

Burlington, MA

Arlington, MA

Jersey City, NJ

Arlington, MA
2008-04-02 → 2016-03-31

Td Ameritrade Investment Management, Llc

Burlington, MA
2006-03-31 → 2007-11-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Burlington, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-30