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Julie Frazier

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Smithfield, RI

Pennington, NJ

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-04
RI RA APPROVED 2019-09-27
  • TX RA
    APPROVED
    Since 2019-11-04
  • RI RA
    APPROVED
    Since 2019-09-27

Branch Locations

North Smithfield, RI • United States

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2019 Present
Unemployed East Providence RI 11/2018 01/2019
Province Mortgage Associates Inc East Providence RI 09/2017 11/2018
Citizens Bank Warwick RI 02/2014 09/2017
  • 01/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 11/2018 → 01/2019
    Unemployed
    East Providence, RI
  • 09/2017 → 11/2018
    Province Mortgage Associates Inc
    East Providence, RI
  • 02/2014 → 09/2017
    Citizens Bank
    Warwick, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-26
  • S66 Uniform Combined State Law Examination
    2019-09-26
Other Names
  • Julie Anne Frazier

View on SEC IAPD

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