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Theresa Rose Valero

Ubs Financial Services Inc.

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-13
  • TN RA
    APPROVED
    Since 2026-03-13

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Knoxville TN 01/2022 Present
Merrill Lynch Knoxville TN 03/2020 01/2022
Merrill Lynch Tyler TX 01/2019 03/2020
St. Mary's Legacy Clinic Knoxville TN 10/2013 05/2018
Unemployed Tyler TX 06/2018 12/2018
  • 01/2022 → Present
    Ubs Financial Services Inc.
    Knoxville, TN
  • 03/2020 → 01/2022
    Merrill Lynch
    Knoxville, TN
  • 01/2019 → 03/2020
    Merrill Lynch
    Tyler, TX
  • 10/2013 → 05/2018
    St. Mary's Legacy Clinic
    Knoxville, TN
  • 06/2018 → 12/2018
    Unemployed
    Tyler, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-13
  • S66 Uniform Combined State Law Examination
    2026-03-13
Other Names
  • Theresa Rose Valero
  • Theresa Rose Curran
  • Theresa Valero

View on SEC IAPD

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GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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