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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-08
MD RA APPROVED 2021-06-02
  • TX RA
    APPROVED_RES
    Since 2021-06-08
  • MD RA
    APPROVED
    Since 2021-06-02

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2019 10/2019
Drivetime Williamstown NJ 05/2015 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 02/2021 Present
Nissan Of Bowie Bowie MD 02/2020 01/2021
Unemployed Bellmawr NJ 10/2019 02/2020
Bank Of America, N.A. Hunt Valley MD 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2019-10-03
Other Names
  • Cedric Jones

View on SEC IAPD

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