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Wayne R Mattola

Wells Fargo Clearing Services, LLC

Port Saint Lucie, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-09
FL RA APPROVED 2009-01-09
  • TX RA
    APPROVED_RES
    Since 2015-01-09
  • FL RA
    APPROVED
    Since 2009-01-09

Branch Locations

1410 Sw Saint Lucie West Blvd, Port Saint Lucie, FL 34986 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Orlando FL 03/2004 Present
Wells Fargo Advisors Llc Port Saint Lucie FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Port Saint Lucie FL 11/2016 Present
  • 03/2004 → Present
    Wachovia Bank, N.A.
    Orlando, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Port Saint Lucie, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Port Saint Lucie, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2008-12-23
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22
Other Names
  • Wayne Mattola

View on SEC IAPD

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