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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-08
CA RA APPROVED 2021-04-06
  • TX RA
    APPROVED
    Since 2021-04-08
  • CA RA
    APPROVED
    Since 2021-04-06

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/2013 Present
City National Bank Los Angeles CA 11/2018 12/2018
Other Businesses

I*3104272 Entity Type: Entity For Profit Name of OBA: EXCLUSIVE CORPORATION Address: LOS ANGELES,, California, 90041 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/29/2025 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Luxury Car services Scheduling appts and occasional admin work

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2021-04-02
Other Names
  • Yesenia Sanchez

View on SEC IAPD

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