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Jonathan Ziegler

LPl Enterprise, LLC

Elgin, IL

Fort Mill, SC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-09
IL RA APPROVED 2024-10-03
  • SC RA
    APPROVED
    Since 2024-10-09
  • IL RA
    APPROVED
    Since 2024-10-03

Branch Locations

Elgin, IL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 12/2018 01/2022
Lending Solutions Elgin IL 01/2016 11/2018
Pruco Securities, Llc. South Elgin IL 01/2022 11/2024
Prudential Insurance Company Of America South Elgin IL 01/2022 Present
Lpl Enterprise, Llc Fort Mill SC 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-10
  • S66 Uniform Combined State Law Examination
    2019-10-10
Other Names
  • Jon Ziegler
  • Jonathan Ziegler
  • Jonathan Michael Ziegler

View on SEC IAPD

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